KARL-OTTO HARTMANN
J.D., M.B.A.
617.447.5588
thefundguru@yahoo.com
Corporate and securities
lawyer
Compliance and corporate
governance expert
Investment advisor and fund professional
Entrepreneur and innovator
How may I help you?
My site is designed to answer that question, reflecting on my areas of expertise, my qualifications, and examples of the types of services I can provide. My emphasis is on personalized and responsive service on a cost-effective basis. If there is anything with which I may be able to help you, please be sure to contact me.
AREAS OF EXPERTISE
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- Portfolio management and design
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- Service providers, including custodians, administrators, and transfer agents
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[Learn more About Me]
QUALIFICATIONS
- Over 25 years' legal, compliance and managerial experience with investment advisers and funds
- More than 20 years' as a senior manager for major companies:
- J.P. Morgan Chase & Co.
- American Express/Shearson Lehman Hutton
- Several major mutual fund complexes (e.g., Morgan Stanley)
- 15 years' as General Counsel of an investment advisor and a major fund servicing operation
- Extensive hands-on operations and systems experience
- Global orientation--set-up and managed businesses in Europe and the Caribbean
- Strong entrepreneurial focus--started in Silicon Valley assisting high-tech and bio-tech companies, as well as financial services companies
- Innovative--helped develop
- The first ETF, exchange-traded fund, The SuperTrust
- An early portfolio and tax compliance testing system for mutual funds
- The first European money market fund
- The first insured municipal bond funds
- Telephone and fax proxy voting systems
- One of the first registered hedge funds
- Education:
- A.B., Dartmouth College
- J.D., Santa Clara University School of Law
- M.B.A., University of California Berkeley
[Learn more About Me]
Examples of the types of services I can provide
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"Life shrinks or expands in proportion to one's courage."
Anais Nin
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Contact me to discuss your needs: 617-447-5588 or thefundguru@yahoo.com
Copyright 2007, Karl-Otto Hartmann and IntelliMagic® LLC. All rights reserved. FundGuru.com and IntelliMagic are registered trademarks of IntelliMagic LLC. The material and information presented within this web site is intended for general informational purposes only. IntelliMagic is not a law firm, financial advisor nor accounting firm: consult appropriate professionals if you need specialized assistance.
